INTRODUCTION
Circadian rhythms are endogenously generated rhythms with a
period length of about 24-hours. A biological clock in the
hypothalamic suprachiasmatic nuclei is responsible for the generation of
circadian rhythms. Notable examples of the circadian rhythms
include the sleep-wake cycle and rhythms in hormone production.
Abnormalities of the circadian system include biological clock lesions
that result in arrhythmic behavior and irregular sleep patterns.
Abnormalities of the circadian system also occur when there is
desynchronization of environmental clock time with the phase of the
“internal milieu” resulting in conditions such as "jet lag".
Numerous aspects of human physiology are greatly influenced by the time
of day, as is the pathogenesis of illness.
This review summarizes our current knowledge of the
organization of the circadian system and the generation and regulation
of biological clock function. The role the circadian system plays
in human physiology along with the detection and treatment of biological
clock disorders is also discussed.
CIRCADIAN SYSTEM
ORGANIZATION
The system responsible for the generation and regulation of
circadian rhythms is the circadian timing system. This neural system
consists of a biological clock located in the paired suprachiasmatic
nuclei (SCN) of the anterior hypothalamus, of an input pathway from the
retina, and output pathways from SCN (Figure 1).1
Because oscillations of the biological clock are not exactly
24-hours, synchronizing (entraining) the circadian pacemaker each day to
the 24-hour light-dark cycle is necessary. Otherwise, clock
oscillations will drift (free-run) out of phase with that of the
environmental cycle. A direct pathway, the
retinohypothalamic tract (RHT), from the retina to the SCN
mediates photic entrainment of the SCN.1
Light is the most potent entraining stimulus (Figure 1).
Two types of photic regulation of circadian phase (types 0
and 1) have been described.2 In
humans, strong (type 0) resetting is observed after very bright light
exposure (10,000 lux), and modest (type 1) resetting is observed with
ordinary indoor lighting (200 lux). Although cutaneous light has
been suggested as influencing circadian function in humans, there is
little support for the notion that this or other extraretinal
photoreception is important in mammals.3
MOLECULAR BASIS OF
CIRCADIAN RHYTHMICITY
Recent data suggests that the SCN is composed of multiple,
single‑cell circadian oscillators. These oscillate as an ensemble
to generate overt rhythms.4 Gamma-aminobutyric acid (GABA),
an inhibitory neurotransmitter, plays an important role in synchronizing
the oscillations of individual clock cells.4
Considerable progress
has been made over the past several years in defining the molecular
mechanisms of clock oscillations.5 In
yeast, drosophila, and in mammals, it now
appears that the molecular clockwork involves interlocking feedback
loops that stimulate or inhibit clock gene expression.6
The molecular mechanisms leading to circadian rhythm
generation were first detailed in drosophila
(Figure 2). In these flies, the circadian feedback loop is
generated by the transcriptional regulatory proteins PERIOD (PER) and
TIMELESS (TIM) encoded by the per and
tim genes. These are
activated in the morning, and their two protein products accumulate in
the cytoplasm during the day. In the evening, dimerization of PER
and TIM occurs and the complex enters the nucleus. After entering the
nuclei, the PER-TIM complex inhibits per and
tim gene expression. In
addition to feedback inhibition, the proteins CYCLE (CYC) and CLOCK (CLK)
dimerize to stimulate per and
tim gene expression in a
rhythmic manner. These processes result in a 24-hour cycle of
clock protein oscillations.
In the mammalian clock, several clock genes that are
homologous to drosophila clock genes have
been recently identified and discovered to play similar roles in clock
regulation. Homologous mammalian and Drosophila clock genes are
described in Table 1, and their corresponding
roles in circadian rhythm generation are illustrated in
Figure 2. The
rhythmic transcription of mPer genes
(murine Pers 1-3) and
mCry (Cryptochromes 1 and 2)
are driven by the transcriptional activating factors CLOCK and
BMAL1, that interact with specific promoter
elements. PER and CRY then accumulate in the cytoplasm to form
complexes that enter the nucleus. Within the nucleus, CRY will then
directly interact with CLOCK and BMAL1 to turn off transcription of the
mPer and mCry
genes. As the levels of PER and CRY fall, CLOCK and BMAL1
will dimerize to restart mPer and
mCry transcription restarting the
24-hour cycle.5
In addition to PER:CRY
feedback inhibition, other processes contribute to the clock mechanisms.
For example, PER2 (Figure 2) stimulates BMAL1 expression so that PER and
BMAL1 expression are out of phase. Alteration in the
phosphorylation status of PER proteins also influences PER stability and
cellular localization. In Drosophila, the kinase double-time alters PER
phosphorylation.6 In mammals,
casein kinase 1 epsilon7 influences PER phosphorylation.
Mutations in each of these kinases alter normal rhythmicity.
Evidence suggests that PER proteins also play a role in the
photic regulation of clock phase. Following either photic or
glutamatergic stimulation of the SCN, a cascade of calcium-mediated
events is triggered, leading to activation of the transcriptional
regulator CREB.4 In turn, CREB binds to
cAMP-response-element (CRE) sites within promoter regions to induce the
expression of mPer1 and mPer2. Alterations in PER protein
expression then play a role in resetting clock phase.
EXPRESSED RHYTHMICITY
IN HUMANS
AND OTHER MAMMALS
The rhythmic expression of intrinsic clock genes also drives
the expression of clock-output genes, which communicate circadian phase
to the rest of the organism.4 This occurs as E-box
elements, which are a binding site for PER, and which are present in
promoter regions of other genes.4
Mutations in clock genes have been recognized in rodents with
abnormal rhythmicity. Very recently, the first mutation of a human
clock gene hPER2 has been discovered. This mutation results in the
advanced-sleep phase syndrome that is characterized by very early
morning awakening.8,9 As
other individuals with abnormal rhythmicity are identified, it is
anticipated that additional clock gene mutations will be found.
Outputs of the circadian system have been widely
characterized in human clinical studies. Notable examples include
the sleep-wake cycle, daily rhythms in body temperature, and day-night
rhythms in cortisol production. Day-night differences in
gonadotropin, testosterone, growth hormone and thyrotropin secretion are
also recognized.10 Melatonin production by the pineal gland
is also regulated by the SCN, with secretion occurring at night in
proportion to the duration of darkness. In seasonal breeding
species, changes in the duration of nocturnal melatonin production
regulates the activity of the reproductive axis.11
Melatonin does not appear to influence the human reproductive axis.12
In humans, the duration of melatonin secretion is related to the length
of days. The role of endogenous melatonin secretion in regulating
SCN function is also unclear, as pinealectomized
animals exhibit normal circadian rhythmicity and normal
phase-shifting responses to light.13
Day-night differences
are recognized for many homeostatic mechanisms such as body temperature,
which has a nadir in the early morning hours. Cardiovascular
function exhibits diurnal rhythmicity, as does platelet function.14
Rhythms in cognitive ability are recognized, and the productivity of
shift workers and health care providers varies with the time of day.
There is also increasing recognition that the circadian cycle
influences the pathogenesis of many illnesses. Myocardial
infarctions and cerebrovascular events occur most commonly in the
morning.14 Croup and certain forms of asthma are associated
with evening- hour exacerbations.15
In some individuals, seizures are related to the time of day.
Sudden infant death syndrome (SIDS) has a strong time related component,
occurring most frequently in early morning hours.16 However,
we do not know if the circadian system plays a role in SIDS
pathogenesis.
CIRCADIAN SYSTEM
ABNORMALITIES
Since the circadian system exerts potent influences on human
behavior and physiology, circadian system disorders will have overt
clinical manifestations.17 Circadian
system disorders may be related to abnormal clock function or to
abnormal entrainment of the clock (Figure 3).
When more than 90% of the SCN is damaged, arrhythmic behavior
may result. Thus, congenital or acquired anterior hypothalamic
lesions or tumors may result in the loss of expressed day-night rhythms
on sleep-wake disorders.18 Congenital central system
abnormalities may also be associated with clock lesions, as we have
discovered arrhythmic activity patterns in a child with septo-optic
dysplasia.19
Clock disorders include
abnormalities in circadian phase, which relate to the timing of
expressed rhythmicity (e.g. the onset and offset of sleep-wake cycles)
relative to the 24-hour day. Abnormalities of circadian phase occur when
the “hands” of the endogenous clock are out of phase with the
environmental light-dark cycle. One notable example of this
phenomenon is jet lag, which occurs when circadian clock phase does not
match that of light-dark cycle after changing time zones.
Another condition in which abnormal phase relationships occur
is in delayed-sleep phase insomnia. In this condition that
prominently affects adolescents, clock phase is delayed with resultant
late sleep-onset and awakening times. Delayed-sleep phase insomnia
should be considered when the individual does not fall asleep until
after midnight
and awakens late in the morning or in the afternoon. This
condition becomes exaggerated when the effected individual is allowed to
“sleep in” on weekends. Families with abnormally advanced
circadian phase have also been described, some with hPER2 mutations,
suggesting a strong genetic component for the setting of circadian
phase.8,9
Entrainment disorders may result from inadequate retinal
innervation of the SCN. In blind individuals without intact RHT
function, the absence of photic information may result in impaired
synchronization of endogenous and environmental phases. The
circadian phase of such individuals will free-run, resulting in times
when the individuals' sleep-wake cycles do not correspond with the
light-dark cycle. Recent evidence shows that timed melatonin
administration may help entrain the circadian phase of blind individuals
who do not entrain to the 24-hour day. This helps synchronize
sleep-wake cycles with the environmental light-dark cycle.20
Surprisingly there are blind individuals who
have intact retinal innervation of the SCN. In these individuals,
environmental lighting will entrain the circadian clock so that
endogenous rhythmicity is in phase with the light-dark cycle.21
Unknown non-photic factors may also entrain circadian phase in blind
individuals, as we have observed sleep-wake cycles in perfect synchrony
with the light-dark cycle in individuals with anophthalmia.
Another cause of entrainment abnormalities is related to
problems in environmental lighting conditions. If individuals are
exposed to constant indoor lighting or darkness, or to low-intensity
cycled lighting that is not potent enough to shift the clock (<200 lux),
expressed rhythmicity will free-run. This situation can occur in
constantly illuminated intensive care units where the patient’s
circadian phase will drift from that of care providers. This may
result in perceptions of abnormal behavior. The interpretation of
time-of-day dependent tests e.g., cortisol levels also will be
inaccurate in this setting. Thus, to prevent free-running rhythms,
cycled lighting of adequate intensity is needed.
DETECTING BIOLOGICAL
CLOCK DISORDERS
A history of regular sleep and wake times in an individual is
reassuring that the biological clock is functioning normally. The
lack of regular sleep or awakening time may reflect abnormal clock
function. Surprisingly, despite the socially disruptive effects of
arrhythmic behavior, clock-related behavioral problems may not be
brought to medical attention. Yet upon inquiry, families will give clear
histories of abnormal activity patterns.
To assess clock function, diaries of sleep and waking times
are useful. If the time the patient awakens and retires to sleep
is consistent from day-to-day, this suggests normal clock function.
However, if sleep patterns are irregular, or are out of synchrony with
those of other family members, clock lesions may be present.
To provide objective assessments of behavior patterns,
periods of rest and wakefulness can be assessed using monitors worn on
the wrist that collect activity information for extended periods (actigraphy).
Analysis of activity patterns collected over 2-3 week periods (actograms)
can then be used to determine if there is normal rhythmicity or altered
phase-relationships.
CHRONOTHERAPY
Over the past several years, considerable progress has been
made in the treatment of biological rhythm disorders. Light has
been recognized to regulate circadian rhythmicity in humans.2
Exposure to bright light (10,000 lux) during the night is a strong
stimulus that produces rapid shifts in circadian phase in humans.2
Not surprisingly, light therapy is now being considered as a potential
therapy for jet lag and other circadian phase disorders.
The concept that bright light resets the circadian clock is
also important for night-shift workers. By providing an
environment with bright light exposure during work at night and darkness
during the daytime when the worker rests, it is possible to shift the
endogenous circadian cycle to that of the work
schedule.22 Light therapy is also used in the
treatment of certain forms of depression.23
Behavioral paradigms
can be used to treat circadian- phase disorders. Delayed sleep-phase
insomnia can be treated by progressively delaying sleep onset over
several days until the patient’s sleep-wake cycle is in phase with the
desired time of day. Alternatively, imposing regular waking times
each morning can help resynchronize circadian phase.
MELATONIN
Melatonin has received much attention as a “chronotherapeutic”.
Melatonin is an endogenous indolamine that is produced by the pineal
gland at night in proportion to the duration of darkness.24
In mammals, melatonin exerts its effects through specific high-affinity
receptors that include Mel 1a (mel 1) and Mel 1b (mel 2) receptors.25
These receptors consist of seven transmembrane spanning domains and
couple with guanosine nucleotide binding proteins (G proteins).25
In humans, the melatonin receptors have been identified in the
SCN.26 In non-human primates, melatonin receptors have
been identified in the hippocampus, brainstem, thalamus and cerebral
cortex.27
Melatonin has been touted as a therapy for a variety of
conditions ranging from aging to cancer. Yet, as reviewed,28
most of these claims have little credible scientific support.
Melatonin, however, may have legitimate use in treating sleep disorders.
Melatonin has well documented hypnotic properties, and is therefore
effective in facilitating sleep onset.29-31
The hypnotic effects of melatonin are most
pronounced when melatonin is given in the evening.32
It has also been suggested that melatonin can acutely shift
circadian phase and may have a role in treating clock disorders such as
jet lag.33 This issue remains controversial.
Modest melatonin-induced phase shifts have been detected in some rodent
species, but not in others.34
In humans, using the onset of melatonin secretion to mark
circadian phase, it has been suggested that melatonin induces small
shifts in circadian phase.33,35
However, when primates are studied under rigorous conditions that are
very difficult to achieve in humans, no phase shifting effects of
melatonin are apparent.32 These observations suggest
that melatonin action in the treatment of jet lag36,37 may be
related to hypnotic effects, rather than phase-shifting properties.
Although melatonin may not acutely shift circadian phase,32
melatonin administration at the same time each day may entrain
free-running circadian phase. In blind individuals, nocturnal
melatonin administration has been shown to entrain activity patterns to
the 24-hour day.20,37,38
SUMMARY
Increasing evidence
show that the circadian system exerts profound effect on human
physiology.
In parallel with increases in our understanding of the clinical
importance of circadian biology, there has been an explosion in our
understanding of the genetic mechanisms that contribute to the workings
of the circadian clock. Elucidation of abnormalities of the
circadian system has also lead to the discovery of new clinical
disorders that can now be identified and treated.
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